【當(dāng)前獨(dú)家】[財(cái)經(jīng)]DCSX教育專(zhuān)欄：了解更多關(guān)于荷蘭加勒比證券交易所（2022年10月08日）

發(fā)布時(shí)間：2025-08-17 | 來(lái)源：互聯(lián)網(wǎng)轉(zhuǎn)載和整理

　　原標(biāo)題：[財(cái)經(jīng)]DCSX教育專(zhuān)欄：了解更多關(guān)于荷蘭加勒比證券交易所，今天2022年10月08日中保小編針對(duì)這個(gè)問(wèn)題進(jìn)行分解，一起來(lái)看看。

　　荷蘭加勒比證券交易所（DCSX）是一個(gè)自我規(guī)定的國(guó)際交易所，主要從事國(guó)內(nèi)和國(guó)際證券的上市和交易，主要服務(wù)于初創(chuàng)企業(yè)和中小型企業(yè)。DCSX在庫(kù)拉索***財(cái)政部長(zhǎng)的全面許可下運(yùn)營(yíng)，并受庫(kù)拉索和圣馬丁中央銀行的監(jiān)督。

　　DCSX位于什么地方？

　　DCSX位于庫(kù)拉索。庫(kù)拉索實(shí)行***議會(huì)民主制，是荷蘭王國(guó)框架內(nèi)的一個(gè)有自主權(quán)的地區(qū)。庫(kù)拉索島位于南美**正前方的加勒比海中。

　　庫(kù)拉索的司法體系與荷蘭的司法體系整合在了一起。各國(guó)在庫(kù)拉索設(shè)立了辦事處、大使館或領(lǐng)事館，包括荷蘭、美國(guó)、比利時(shí)、德國(guó)和中國(guó)。

　　DCSX是正規(guī)交易所嗎？

　　DCSX是一個(gè)國(guó)際認(rèn)可的正規(guī)證券市場(chǎng)，經(jīng)庫(kù)拉索和圣馬丁島中央銀行的授權(quán)并在其監(jiān)督下運(yùn)營(yíng)。DCSX的規(guī)則與條例以歐洲市場(chǎng)（中小型）的規(guī)則與條例為基礎(chǔ)。DCSX是世界交易所聯(lián)合會(huì)（WFE）的附屬機(jī)構(gòu)，也是美洲資本市場(chǎng)協(xié)會(huì)（AMERCA）的批準(zhǔn)成員，由哥斯達(dá)黎加、厄瓜多爾、薩爾瓦多、危地馬拉、洪都拉斯、尼加拉瓜、巴拿馬和多米尼加共和國(guó)的證券交易所組成。AMERCA是一個(gè)成立于1994年的交易所聯(lián)盟（原名BOLCEN），旨在促進(jìn)該地區(qū)的市場(chǎng)，加強(qiáng)其跨境合作，并為發(fā)行人和投資者建立一個(gè)共同容易進(jìn)入的市場(chǎng)。

　　DCSX允許各個(gè)國(guó)家和行業(yè)的投資基金和企業(yè)進(jìn)入其市場(chǎng)并組建了一個(gè)了解企業(yè)家商業(yè)需求的輔助咨詢(xún)團(tuán)體。

　　自我規(guī)定是如何運(yùn)作的？

　　這僅僅意味著，原則上我們自己制定規(guī)則和條例，但必須經(jīng)過(guò)中央銀行的批準(zhǔn)。它與倫敦證券交易所的子市場(chǎng)（AIM）相同。目前，我們企盼保持與歐盟透明度指令相同的標(biāo)準(zhǔn)。

　　荷屬加勒比證券交易所（DCSX）是一個(gè)自我規(guī)定的國(guó)際交易所，通過(guò)荷屬加勒比證券交易基金會(huì)上市和交易國(guó)內(nèi)和國(guó)際證券。荷屬加勒比證券交易基金會(huì)作為自我規(guī)定的直接監(jiān)督機(jī)構(gòu)，負(fù)責(zé)確保DCSX的管理層遵守《規(guī)則和條例》中規(guī)定的程序。它也是批準(zhǔn)DCSX新成員的基金會(huì)?；饡?huì)的董事會(huì)由金融機(jī)構(gòu)和或其他組織的代表組成，其關(guān)注于庫(kù)拉索擁有一個(gè)完善的證券交易所。

　　庫(kù)拉索和圣馬丁島中央銀行（“CBCS”）是什么？

　　荷蘭加勒比證券交易所（“DCSX”）由庫(kù)拉索和圣馬丁島中央銀行（“CBCS”）直接監(jiān)督。CBCS是庫(kù)拉索的一個(gè)金融監(jiān)管機(jī)構(gòu)，也是國(guó)際***組織（“IOSCO”）的附屬會(huì)員。IOSCO的會(huì)員還包括亞洲發(fā)展銀行（ASIA）、歐洲委員會(huì)、歐洲證券及市場(chǎng)管理局、證券交易監(jiān)督委員會(huì)以及其他很多知名的國(guó)際金融市場(chǎng)監(jiān)管機(jī)構(gòu)。

　　可以在DCSX上市和交易的工具有哪些？

　　目前有定息債券（債券）、股權(quán)（股票）以及另類(lèi)工具，例如：可以在DCSX上市并交易的投資基金。雖然目前并無(wú)股權(quán)證書(shū)、存托憑證和結(jié)構(gòu)性產(chǎn)品，但這些也可在DCSX上市。

　　原文：

　　DCSX Educational Column： Know more about the Dutch Caribbean Securities Exchange （DCSX）

　　The Dutch Caribbean Securities Exchange （DCSX） is a self-regulatory international Exchange for the listing and trading in domestic and international securities， which focused on servicing startups as well as small and medium-sized enterprises. The DCSX operates under full license of the Minister of Finance of the Curaçao Government and is supervised by the Central Bank of Curaçao and Sint Maarten.

　　Where is the DCSX？

　　The DCSX located in Curaçao. Curaçao is a constitutional parliamentary democracy and an autonomous country within the Kingdom of the Netherlands. The island of Curaçao is in the Caribbean Sea right in front of the South American continent.

　　The Judiciary systems of Curaçao and The Netherlands are integrated. Various countries are represented in Curaçao with an office， embassy， or consulate， including The Netherlands， United States， Belgium， Germany， and the Peoples Republic of China.

　　Is the DCSX official？

　　The DCSX is an official internationally recognized securities market， licensed by and operating under supervision of the Central Bank of Curaçao and Sint Maarten. The Rules and Regulations of the DCSX are based on the rules and regulations of （small- and medium sized oriented） European markets. The DCSX is an affiliate of the World Federation of Exchanges （WFE） and an approved Member of AMERCA， Association of Capital Markets of the Americas， formed by the Stock Exchanges of Costa Rica， Ecuador， El Salvador， Guatemala， Honduras， Nicaragua， Panamá， and the Dominican Republic. AMERCA is an alliance of Exchanges founded in 1994 （previously called BOLCEN） with the purpose of promoting the markets in the region， strengthen their cross-border cooperation， and build a common market with easy access for issuers and investors.

　　DCSX provides investment funds and companies from a wide range of countries and sectors with access to her market and a supportive advisory community， who understand the needs of entrepreneurial businesses.

　　How does self-regulatory work？

　　It simply means that in principle we make the rules and Regulations ourselves BUT only after approval of the Central Bank authorities. It is the same as the AIM exchange that is a sub-market of the London Stock Exchange. Currently， we are expecting to keep the same standard as EU Transparency Directives.

　　The Dutch Caribbean Securities Exchange （DCSX） is a self-regulatory international Exchange for the listing and trading in domestic and international securities through the Dutch Caribbean Securities Exchange Foundation. The Dutch Caribbean Securities Exchange Foundation functions as the self-regulatory direct supervisory body that assures that the Management of the DCSX adheres to the processes as laid down in the Rules and Regulations. It is also the foundation that needs to approve new members to the DCSX. The Board of the Foundation is comprised of representatives of financial institutions and or other organizations whose interest it is that Curaçao has a well-functioning securities exchange.

　　What is the Central Bank of Curaçao and Sint-Maarten （“CBCS”）？

　　The Dutch Caribbean Securities Exchange （“DCSX”） is directly supervised by the Central Bank of Curaçao and Sint Maarten （“CBCS”）。 CBCS is Curaçao’s financial regulator and an associate member of the International Organization of Securities Commissions （“IOSCO”）。 IOSCO also includes the Asian Development Bank （ASIA）， the European Commission， the European Securities and Markets Authority， the Securities and Exchange Surveillance Commission and many other reputable international financial market regulators.

　　What kind of instruments are listed and can be traded on the DCSX？

　　Currently there are fixed income （bonds）， equity （shares） and alternative instruments such as investment funds listed and tradable on the DCSX. Although not the case at this moment， share certificates， depository receipts and structured products can be listed on the DCSX as well.

　　本文介紹到此已結(jié)束